Registrations & Memberships

We provide a fuss free Registration Process for various Financial Intermediaries such as Research Analyst, Investment Advisors, Portfolio Management Services (PMS), Alternate Investment Funds (AIF), etc.

We help our clients in providing One stop Service for all kind of Registrations Process. We are aware and understand the complexity involved in the registration of SEBI Intermediaries, due to its legal structure and amendments in the laws, hence we take care of the entire hustle of registrations process and bundle of documents in our hand and let our client stay back stress free. We believe in smooth and timely services and building relationships with clients.

Further, with the growth in the Indian Securities Market there is a huge requirement of trusted and registered financial and capital markets advisors in the market. Hence, we provide a complete registration service for obtaining SEBI registration as Investment advisors, Research Analyst, Portfolio Management Services, AIF’s etc.

Services we offer

  • Advising and guiding the client regarding the suitable category of Intermediaries for them as per their requirements and type of services to be offered by them.
  • Assistance in Drafting the Registration Application with SEBI
  • Assistance in Submitting the documents with SEBI and follow ups
  • Assistance in Compliance and Retainer Compliances
  • SEBI’s Annual Compliance Audit

Other Registration & Membership

We also provide assistance in obtaining Registrations of Brokers & Sub brokers before Stock & Commodities Exchanges, obtaining Depository Participants Membership by CDSL & NSDL, or obtaining any other approvals from SEBI, or any other authorities.

 
     
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